relevant to its core or non-core businesses to enhance flexibility and efficiency of their business operations. In principle, the business operators must have an apparent outsourcing policy, measure
regulations on approval of auditors whereby the approved auditors must work for audit firms whose audit quality assurance system must be reviewed by the SEC. By the announcement, Thailand is now recognized as
auditors were unable to express opinions due to limitation on scope of audit imposed by the companies? managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014
allotment. The opinion of board of directors must be clearly disclosed in the notice calling for shareholders? meeting to provide sufficient information for decision making of shareholders. The revised
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
investment must not exceed five percent of NAV;? Provident fund can invest in infrastructure funds, but when combining with other investment alternatives must not exceed 15 percent of NAV.Infrastructure fund
revision specifies that retail investors and investment management organizations for individual investors must collectively hold at least 50 percent of the total investment units sold, and at least 25
, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations
2), which are intended to be listed for trading on a licensed digital asset exchange, must obtain approval for their offering from the SEC and disclose information as required. This includes filing