Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of
Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
and Exchange Commission No. OrThor/Nor/Khor/Yor. 6/2548 Re: Guidelines for Application and Approval for Appointment of Person to be Director or Manager of a Securities Company dated 8 April 2005 shall
/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
Board TorThor/Khor/Dor/Nor 1/2552 Establishment of Audit Committee of Securities Companies 26/01/2009 01/03/2009 12. Notification of the Office of the Securities and Exchange Commission 59/2546
SorThor/Khor/Dor/Nor. 4/2554 Special Holiday of Securities Companies and Derivatives Business Operators 21/01/2011 16/05/2011 4. Notification of the Office of the Securities and Exchange Commission