Bangkok, May 2, 2013 - The SEC disclosed inappropriate behavior as well as imposed suspension on three investment consultants: (1) {A} of Bualuang Securities Plc. for two months; (2) {B} of RHB OSK
Bangkok, October 15, 2012 - The SEC imposed administrative sanctions on six investment consultants by (1) suspending five investment analysts/consultants {A} of Asia Plus Plc., {B} of Kasikorn
Section 50 of the Constitution of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, the Office of the Securities and Exchange Commission hereby issues the following
Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this
Section 39 Section 48 and Section 50 of the Constitution of the Kingdom of Thailand specified the restrictions shall be imposed by virtue of the law, the Office of the Securities and Exchange Commission
more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN/Pages/LawandRegulations/IndependentAuditOversight.aspx English (United States) OrganizationStructure
jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN
statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa
imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6459 SEC supports
securities-issuing companies or securities companies for 17 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign a letter of consent, agreeing to comply with the civil