baht, and subsequently resold those shares to CMO for 65 million baht, a price significantly higher than the actual market value, causing damage to the company. In addition, the aforementioned act of Mr
, derivatives business or trust business as a whole, or injury of business reputation, financial status, business operation or its clients ; (3) having a reasonable ground to believe that there is or was [i] a
Market B.E. 2550 (2007) or the Notifications issued by virtue of such laws, which may cause untrustworthiness of securities business, derivatives business or trust business as a whole, or injury of
assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
trading in his sister’s account opened with the RHB and did not return the money to investors as agreed, causing damage to the investors.Phisit’s misconduct, using clients’ trading accounts to seek
Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have