convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee
Administration (NIDA), advisor affiliate at the Center for Competitiveness, University of Fribourg, Switzerland, member of the Monitoring and Evaluation Subcommittee under the Digital Economy and Society
closely monitoring the matter, the SEC has found that at around 08.30 hours on 2 September 2019, a suspicious Facebook account posted deceitful statements that misled the public to believe that such
offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมลงนาม International Organization of Securities Commissions (IOSCO) Enhanced MMoU (EMMoU) ในการประชุม MMoU/EMMoU Monitoring Group ภาย
เมื่อวันที่ 15 มิถุนายน 2566 ก.ล.ต. ได้เข้าร่วมประชุม MMoU/EMMoU Monitoring Group โดยในที่ประชุมได้มีการรายงานการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วมมือของ IOSCO และได้ประกาศว่า IOSCO ได้
gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed
well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality
guideline for selecting a suitable asset management companies and monitoring fund performance; 5) To provide a fact sheet for fund members to choose an investment plan; and 6) To provide information on