instruments linked to the underlying securities only. 2. Following extension of trading hours for precious metal derivatives on Thailand Futures Exchange Plc., starting from 19.30-22.30 hrs. (night session
fine of Baht 30,000 and a further fine of Baht 1,000 each day starting from the judgment date until the company so complies. SEC Act S.300 in conjunction with 56(1)(2)(3)(4) and 199 Criminal Complaint
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
consultant for three months, which is counted as part of the five-year ban, SEC shall continue to ban her from re-entering the industry for another four years and nine months, starting from 15 January 2020
the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022
proceeding, starting from 6 October 2016.In this case, the ban was not resulted from a criminal complaint initiated directly by the SEC, but from a criminal charge of the public prosecutor. The SEC had
its revenue from providing mobile phone service during the subscribers protection period starting from its entering into the interim subscribers protection measure pursuant to the NBTC’s Notification on
) Increasing the interest rate from 7.75 percent per year to 7.80 percent per year, starting from 9 June 2025 until the bond maturity date; (5) Allowing interest payment in installments at the rate of 3
personnel for a period of five years, starting from 4 August 2020.In case of deciding to buy an investment product at a place which is not the service provider’s office, investors are advised to avoid