in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
, would create any liabilities for CSL and CSL’s subsidiaries or not; and (iii) CSL shall not solicit, either directly or indirectly, any third party to acquire or subscribe for shares in, or enter into any
Office to ensure compliance with this Notification, require derivatives clearing houses to submit to the SEC Office reports or any particular documents periodically or from time to time, within a time
investment units. 2 “mutual fund” means any open-end mutual fund and any closed-end mutual fund; “closed-end mutual fund” means any mutual fund that does not offer redemption of investment units; “open-end
directors of Nye are not related persons of the Company. Therefore, it is not within the scope of either the Notification of the Capital Market Supervisory Board Tor Chor 21/2551 Re: Rules of Connected
of the repayment, the Tender Offeror intends to, either or both, refinance, issue debentures, and/or increase the share capital. Under the Facility Agreement, the Tender Offeror is obliged to use any
offered securities; nor contain any assurance in relation to the value or returns on the offered securities; nor shall they certify the accuracy and completeness of information contained in the registration
director of the management company; (3) the appointee shall not hold any other position in the management company except where such position has either of the following characteristics: (a) not causing any
except that such person holds the position of director of the management company; (3) the appointee shall not hold any other position in the management company except where such position has either of the