further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role
temporary suspension of gold delivery was merely postponement of such delivery. THL remains obliged to either deliver gold at the quantity specified in the agreement or pay the compensation for the
Securities and Exchange Commission have suggested investment in the offered securities; nor contain any assurance in relation to the value or returns on the offered securities; nor shall they certify the
of the SEC Office; “director” means any director on the board of directors of an organisation; “executive” means the following persons: (1) person holding the highest executive position of the
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
, would create any liabilities for CSL and CSL’s subsidiaries or not; and (iii) CSL shall not solicit, either directly or indirectly, any third party to acquire or subscribe for shares in, or enter into any
Office to ensure compliance with this Notification, require derivatives clearing houses to submit to the SEC Office reports or any particular documents periodically or from time to time, within a time
investment units. 2 “mutual fund” means any open-end mutual fund and any closed-end mutual fund; “closed-end mutual fund” means any mutual fund that does not offer redemption of investment units; “open-end
directors of Nye are not related persons of the Company. Therefore, it is not within the scope of either the Notification of the Capital Market Supervisory Board Tor Chor 21/2551 Re: Rules of Connected
of the repayment, the Tender Offeror intends to, either or both, refinance, issue debentures, and/or increase the share capital. Under the Facility Agreement, the Tender Offeror is obliged to use any