intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve
debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a
029/2017 dated 1 August 2017 regarding to the notification of the progress of capital increase of WCI Holding Co., Ltd. According to WCI Holding Co., Ltd. (“WCIH”), subsidiary company of E for L Aim
like to inform that on February 9, 2018, Hi Healthcare Center Co., Ltd. “HHC” - a subsidiary of FVC and Wuttisak Clinic Inter Group Co., Ltd. “WCIG”- an indirect subsidiary of E FOR L Aim Public Co., Ltd
through initiatives such as the e-Licensing Scheme and the Stakeholder Service Portal (One-Stop Service Center for Capital Market Business Operators). These projects aim to streamline licensing processes
hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s
managing private assets of any persons or groups of persons (private trust), nor does it aim to evade compliance with any relevant laws. Key products for GIT investment in environmental projects are: (1
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with