enter into the obligations or become as counter party with the buyer and the seller of derivatives instead, including clear managing procedure in case of default on derivatives; (3) a system for managing
party with the buyer and the seller of derivatives instead, including clear managing procedure in case of default on derivatives; (3) a system for managing, compiling, processing, storing and retrieving
client upon making delivery according to such client’s derivatives positions; (5) remaining cash from a sale of a client’s securities held under the name of a derivatives broker due to the client’s default
making delivery according to such client’s derivatives positions; (5) remaining cash from a sale of a client’s securities held under the name of a derivatives broker due to the client’s default on
accounts Potential Risk from the Investment Disposal Transaction A. Default risk of Loan for SUTG (the “Loan for SUTG”) After the disposal of the investment, the Company will face default risk from loan lent
ranking system. to determine an initial credit rating, an upgrade of an existing credit rating, a downgrade of an existing credit rating (including to a default category), an affirmation of an existing
ผิดนัดชําระหนี ้ (default rate) ต่ํากวาหุนกูของบริษัทเอกชน (corporate) การกําหนด single entity limit มีวัตถุประสงคเพื่อใหกระจายความเสี่ยง การลงทุนไมใหกระจุกตัวในผูออกตราสารรายใดรายหนึ่งมากเกินไป