addition to him, Chanchai and Onpimon were also involved in the act as aiders.In this regard, Chupong, Chanchai and Onpimon were deemed to have committed offences in violation Section 311 and Section 315 of
aiders. In this regard, {A}, {B} and {C} were deemed to have committed offences in violation Section 311 and Section 315 of the Securities and Exchange Act of 1992 (SEA), and because CGH is a listed
Somsak?s account. In the case of Athueck, 6,000 shares were purchased via his daughter Areeya?s account. The misconducts committed by Korsak, Pittaya, Piyawat and Athueck, who had a privileged access to
wrongdoing.In addition, he committed or permitted no record of important information in the notes to RAM financial statements for the year 2012, the first and third quarters of 2013, and the year 2013 in order to
President from February to March 2011 with duties as head of fund managers responsible for supervising the equity funds managed by both companies respectively, had committed dishonest acts by using
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non
) Plc., committed dishonest acts during 2006-2008. She deceived a foreign investor into affixing his signature on a blank securities withdrawal/transfer form, claiming that the client could not receive
therefore committed to promoting financial investment literacy among Thai people, helping them be aware of scams, and enabling them to protect themselves for stable and sustainable financial well-being
committed an offense under the lawsuit of the plaintiff. The Civil Court also imposed civil sanctions as follows: (1) The 1st defendant shall pay the civil penalty in the amount of 2,000,000 Baht with