the licensee is able to show that it has: (a) already provided sound and effective arrangements for management; (b) policy and effective measures for [i] preventing conflicts of interest, [ii
measure on relevant conflicts of interest; (4) the selection of service provider shall be considered prudentially as a professional. Clause 16 3 An intermediary shall arrange to have a written contract
preventive measure on relevant conflicts of interest; (4) the selection of service provider shall be considered prudentially as a professional. Clause 163 An intermediary shall arrange to have a written
portfolio in which case the securities underwriter perform duty as market maker for an ETF fund, provided that such securities underwriter has put in place a system for prevention of conflicts of interest
as market maker for an ETF fund, provided that such securities underwriter has put in place a system for prevention of conflicts of interest under the Notification of the Office of the Securities and
is different from the Board of Directors No Audit Committee member or director has an opinion that differs from or conflicts with the opinion of the Board of Directors as specified in Article 8. The
conflicts with the opinion of the Board of Directors as specified in Article 8. The Company hereby certifies that the statements contained in this Information Memorandum are accurate. Please be informed