JCKH ADVANCE OPPORTUNITIES FUND I จำหน่าย หุ้น 6.4749 0.4588 6.016 29/08/2566 10.3744 0.4588 9.9155 246025892308-1 JCKH ADVANCE OPPORTUNITIES FUND ได้มา หุ้น 1.2989 2.7059 3.8994 19/06/2566 2.4559
10.1379 246009802103-1 7UP นาย สมยศ พุ่มพันธุ์ม่วง ได้มา หุ้น 4.5081 3.7185 8.2267 17/03/2564 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. จำหน่าย หุ้น 8.5899 4.8713
8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. จำหน่าย หุ้น 8.5899 4.8713 3.7185 11/03/2564 8.5899 4.8713 3.7185 246009462103-1 7UP บริษัท พาหนะ อินเวสเตอร์ จำกัด ได้มา หุ้น 14.4331
8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. จำหน่าย หุ้น 8.5899 4.8713 3.7185 11/03/2564 8.5899 4.8713 3.7185 246009462103-1 7UP บริษัท พาหนะ อินเวสเตอร์ จำกัด ได้มา หุ้น 14.4331
investors, solicits investors, or provides advice to investors or sets plans for investors with respect to trading of or investment in securities. Clause 3 A prospectus shall contain correct, complete, and
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and