(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
providing channels for receiving human rights-related complaints and handling mechanisms. Additionally, KBank has arranged a series of trainings and communications on a regular basis to enhance employees
after invest in GS for 40.00 percent of total paid-up capital of GS equal to Baht 48.00 million before purchasing more shares when the conditions accomplished and combine with value of warrants which
trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products which are not listed on the
only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of
Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Newly Issued Debt Securities, and such company having arranged for a credit rating and received an
year to 2.40 percent due to an increase in yield on loans and, combine with a decrease in cost of deposits following an expansion of low-cost deposits in savings and current accounts. Net interest income
in its R&D research and more than 2 product sectors with up to 5 customer bases. By combine both parties’ strength and competitive factors, it shall enhance the new CCPH for more business revenue