with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or acceptance of the service or risks arising from the service, which is in form of document or other verifiable
] communication with or providing services to a client, [ii] any warning or [iii] signing acknowledgement or acceptance of the service or risks arising from the service, which is in form of document or other
ความเห็นของผู้ประกอบธุรกิจ ความเห็นของส านกังาน ข้อก าหนดในประกาศ 1. การปรับปรุงข้อก าหนดในประกาศ 1) ควรก ำหนดระดับ early warning ในประกำศให้ชัดเจน เนื่องจำกในร่ำงประกำศก ำหนดที ่1.5 เท่ำ ขณะที่หนงัสือ
maturity/rating, a warning statement must be included to the effect that the structured notes in each issue have different levels of risk. A warning must be included to the effect that structured notes with
prediction hypothesis is reasonable and well-supported by clear explanations. In preparing disclosure of the annual registration statement in the following year, the Company shall clarify if and how the actual
system to monitor any benefit on the loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure
loaned securities given by the issuer of the securities so as to compensate the lender for such benefit; (3) provide for a fair and transparent allocation procedure where the business operator is acting
transparent allocation procedure where the business operator is acting for several lenders who are ready to lend the same securities at the same time. Clause 8. In the case where the business operator is the
Company is affirmed that the transaction is transparent, fair and beneficial to the Company and its Group. The Board of Directors, therefore, approved the transaction and shall disclose the details on this