least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10237 <
normal course of business outside the digital asset exchange. Additionally, 1000X has http://market.sec.or.th/public/idisc/en/Enforce < < Previous First 1 2 3 4 Next
appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10237
. − − ✓ Remarks: 6 Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been taken for not more https://www.sec.or.th/EN/Documents/Personel
%20Factors%20.pdf possession of prohibited characteristics. − − ✓ Remarks: 6 Application must be submitted within 5 years as from the expiration date of the previous approval. 7 A full course must have been
Facebook Page or SEC Live Chat on the SEC website. Further in-dept inspection will proceed in due course.
prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the
. 2559 (2016). The Settlement Committee will consider a fine penalty on Mr. King in due course. Meanwhile, due to his deficiencies in duty performance, Mr. King is liable to have prohibited
consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course