and training for all staff together with clear-cut staff performance measurements; (6) customer data management that takes into account appropriate customer data security and privacy; (7) effective and
have completed the training courses on foreign currency risk from any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital market products
Business Personnel, who have completed the training courses on foreign currency risk from any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital
Capital Market Business Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the
Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital market products
record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited
Mrs.Kanchana Saisiriporn Chairman 200,000 200,000 - 0.33% Spouse and Minor Children - - - - Mrs.Teerada Ambhanwong Managing Director & CEO 1,831,325 1,831,325 - 3.05% Spouse and Minor Children - - - - Mr.Manu
, Maldives Equity structure Authorized Capital : MVR 154,200 Member of Board of Directors 1. Damian John Clowes (Managing Director); 2. Mohamed Shahdy Anwar; 3. Martin J Newburger; 4. Gregory Patrick Kennealy
additional professional education or training); (D) a civil money penalty for each such violation, in an amount equal to— (i) not more than $100,000 for a natural person or $2,000,000 for any other person; and