will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on

following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

, with the exception of {C} in which the suspension shall be effective from 22 April 2019.  During this period, these persons are prohibited from performing duties relating to the management or acting

2,485,440 baht and shall be barred from serving as a director or executive for a period of 12 months.The suspension period for the offenders serving as directors or executives will commence on the date

listed company. In light of such suspension order, {X1} Securities is still able to operate other businesses under other licenses granted by the SEC.The SEC?s inspection has revealed that {X1} Securities

. Period of suspension or postponement may be extended or additional conditions may be applied as the case may be.  (4) Pooled fund will be allowed to record certain categories of its revenues using

conviction into half without suspension of sentence.  ? Sondhi was sentenced to  85 year imprisonment for 17 counts at five years each. The court halved his jail term to 42 years and six months.? Suradet  was

was liable to 4 years and 12 months with no suspension of a sentence and a fine of B1,178,250,000.The aforesaid proceedings resulted from cooperation between criminal justice personnel including inquiry

Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s

months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law