SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional
information or dissemination of advice with false information. SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome
services and putting investors first, while discussed with the business operators for comments and suggestion on this issue. The proposed guidelines and this public hearing will be presented to business
institution and being an issuer or counterparty for the benefit to manage liquidity of fund; (2) Transaction in organized market via related person which is brokerage; (3) Purchase newly issue securities from
brokerage; (3) Purchase newly issue securities from underwriter which is related person; (4) Purchase securities or other assets from arranger which is related person; (5) Purchase debt instruments or hybrid
which is brokerage; (3) Purchase newly issue securities from underwriter which is related person; (4) Purchase securities or other assets from arranger which is related person; (5) Purchase debt
companies generally offer private funds in the form of a standard portfolio. This business model provides clients with a selection of pre-defined investment portfolios without being customized to each
-standard characteristics) เช่น structure notes securities with embedded options และ exotic derivatives เป็นต้น ให้ผู้ประกอบธุรกิจคำนวณและรายงานมูลค่า สินทรัพย์สภาพคล่องและค่าความเสี่ยงของสถานะเงินลงทุนดัง
comply with the law, related Notifications and professional standard; In case the investment advisory company intends to change the work system as approved by the Office under the first paragraph, the
จะมีการเปลี่ยนแปลงดังกล่าวด้วย 2. การคำนวณเงินกองทุนสภาพคล่องสุทธิสำหรับสถานะเงินลงทุนรายการใดที่มีรูปแบบ นอกเหนือจากที่ได้กำหนดไว้ในคำอธิบายนี้ (non-standard characteristics) เช่น structure notes