following details: (a) type(s) of investment units (and whether there is one or more types of investment units), the number of investment units and the par value of each type of investment unit, and, in cases
: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating
risks efficiently. “complex investment in derivatives” means complex strategic investment in derivatives or investment in exotic derivatives; “net exposure” means the net investment value which is derived
technology of group companies. There is a clear development in term of the Decentralized Digital Lending Platform through hiring a global system developer to develop Blockchain Lending System and it is
1) by paying by cash payment method approximately 50 percent of the value of the purchase of ordinary shares, or approximately 1 4 5 ,3 1 8 ,3 2 7 baht And by means of the exchange of ordinary shares
securities trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (5) specifying a limited scope of services to alleviate material impacts or damage on investors or the
. Clear procedures to report mistakes or frauds to the superiors and high level executives. 4. Approach to solve problems immediately regarding keeping the client’s assets. 5. Person responsible for taking
the client’s assets, in accordance with Chapter 2, to ensure that the system is suitable and effective. 3. Clear procedures to report mistakes or frauds to the superiors and high level executives. 4
Company performance goals. Whereby the operating results of all subsidiaries and affiliates had a net profit, which reflected the clear performance recovery. Details of the operating results of each