characteristics under the SEC Office Notification concerning financial advisor approval and scope of performance B.E. 2552. The SEC, therefore, revoked the financial advisor supervisor approval granting to {A}.In
of the companies? annual financial statements 2015 after the auditors had issued a disclaimer and expressed a qualified opinion on the said financial statements because the scope of the audit was
and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible
นี้ไม่ชัดเจนว่าจะเป็นการตัดหรือจำกัดความรับผิดของผู้ประกอบธุรกิจตามข้อ 10 ของประกาศหรือไม่ ดังนั้น เพื่อให้เกิดความชัดเจน ผู้ประกอบธุรกิจจึงควรระบุ scope ของการจำกัดความรับผิดไว้เพื่อไม่ให้เป็นการขัดกับ
should select a critical business function which it considers that if emergency incidents happen, it will disrupt and significantly affect customers, business operation, financial status or reputation of
. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies should select a critical business function which it considers that if emergency
to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund
, the relevant fees or expenses. This is to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to
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