early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
develops, implements and promotes adherence to internationally recognized standards for securities regulation. It works intensively with the G20 and the Financial Stability Board (FSB) on the global
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
. While current regulation only allows the securities companies, commercial banks, insurance companies, and newly-established companies to apply, the amendment to the Ministerial Regulations concerning
of Newly Issue Shares by Listed Companies to the Specific Persons (4) The Company has follow the regulation in accordance with the Notification of the Capital Market Supervisory Board No. TorChor. 34
Capital Market Supervisory Board No. TorChor. 72/2558, Re: Approval of Offering for Sale of Newly Issue Shares by Listed Companies to the Specific Persons (4) The Company has follow the regulation in
KorKhor 10/2551 Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
September 2019. Details are available at https://bx.in.th/.While https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC Thailand’s public hearing on proposed amendments and draft regulation on the