Exemption from Filing of the Registration Statement for the Offer for Sale of Securities
Determination of Fees for Filing, Registration and Other Applications (No. 22)
Determination of Fees for Registration Statement and Filing Other Applications (No. 24)
Determination of Fees for Filing, Registration and Other Applications (No. 29)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 3)