, securities trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its

five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its

submitted not less than fourteen days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The

days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The management company shall

. On June 5 – 6, 2020, together with LED, the Company was able to auction out 164 real estate collaterals from its portfolio worth Baht 525,419,000 or accountable for 141 . 19% from the appraisal value

apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it

to manage the investment for the investor with honesty, due care and with the interest of client prior to the interest of it own. Nevertheless, the organisational structure shall be in line with the

company to manage the investment for the investor with honesty, due care and with the interest of client prior to the interest of it own. Nevertheless, the organisational structure shall be in line with the

)/juristic person(s) Type(s) of securities Number of Units 2 Voting rights3 Percentage 4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I

rights3 Percentage 4 Prior to commencement or termination of relationship as: ( ) concert party ( ) juristic person under Section 258 I. Reporting person - - - - II. Concert party of I (please specify the