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performance of duties with responsibility and deliberation as a professional*. SEC has therefore imposed a suspension of approval on {A} as investment consultant for Complex Products Type 2** and as
own opinion without reference to any research paper from a reliable source.Both investment consultants have failed to perform duties with responsibility and deliberation as a professional in violation
guidelines of financial advisor which are precise, reliable, secure and sufficient to ensure that the functions of financial advisor shall be performed in accordance with the professional standards and ethics
against property, or lacking due care, loyalty or practice on code of conduct as a professional. Clause 31 In case there is a reasonable ground to believe that the following demeanors are committed, it
, and we look forward to supporting continued progress in responsible investment in Thailand and beyond.”Ms. Monica Bae, Director of Investor Practice, AIGCC, added: “We are delighted to have our second
external independent appraiser. The validation process involved interviews with the listed companies’ boards to examine the consistency between their information disclosure and actual practice. This was to