seminar co-hosted by PAPC, SEC, Faculty of Law, CU, FPTI and ACIOA shows the vigorous sign that all sectors place importance to and recognize benefits of personal data protection. In addition, the first
place importance in the handling of its data management system or securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26
Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory
, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the appointed working group. The BCP as such should be kept at place of business, either inside or
Covered Management Company: ______________________________________________________________________ 9) Address of principal place of business: _______________________________________
Name of Hong Kong Covered Fund: _____________________________________________ Name of Hong Kong Covered Management Company: ___________________________________________________________________________
Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the category of
-2033-9660 27 January 2021 Attention: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
to inform the resolutions of the Board of Directors’ meeting, held on 19 July 2018 granted approval for a disposition of assets. The details are as follows; - Transaction date : Expected to take place