with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as the offerors did not deliver the offer document (“Form 247-4”) to the

learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 74/2024 Dated 26/09/2024

Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 77/2024 Dated 26/09/2024

(Form 59-2) to the SEC office on August 17, 2020 which means Mr. Arunphun failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board

Supervisory Board SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 72/2024 Dated 26/09/2024

of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 73/2024 Dated 26/09/2024

the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 75/2024 Dated 26/09/2024