marketing representative of private funds; “Customer solicitation” means soliciting of customer to enter into an agreement with a private fund management company by preparing investment plans for such
the private fund management company as marketing representative of private funds; “Customer solicitation” means soliciting of customer to enter into an agreement with a private fund management company
excluding proprietary trading) of Phatra Securities Plc. (PSEC) for 2Q18 was at 4.2%, declining from 4.7% from 1Q18, ranking 8th from total 38 brokers. For products and services during 2Q18, the Bank opened
) for 2Q18 was at 4.2%, declining from 4.7% from 1Q18, ranking 8th from total 38 brokers. For products and services during 2Q18, the Bank opened the third Financial Hub at Yaowarat branch offering
Commission Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33
of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2
Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the
Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for https://publish.sec.or.th/nrs
เสนอขายกองทุนรวมที่ไม่เหมาะสมกับข้อมูลของผู้ลงทุน (customer profile) และไม่ได้อธิบายให้ผู้ลงทุนเข้าใจในกองทุนและความเสี่ยงของกองทุนที่เกินกว่าระดับที่ผู้ลงทุนยอมรับได้ก.ล.ต. ได้รับเรื่องร้องเรียนจาก
the company has opened a total of 547 branches. In terms of revenue from domestic restaurant and bakery business decreased by 2. 1 percent or 128 million baht, with the same store sales of domestic