her securities’ s trading account prior to the disclosure of such inside information to the public on 28 August 2019. 19/05/2022 agreed to comply with civil penalties determined by the Civil Penalty
about CHG's Q3/2019 performance would significantly improve because of receive a huge medical treatment income of chronic diseases from Social Security Office through her securities trading accounts
information through her securities trading accounts. 19/02/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation
, Miss Rewadee sold TRC stocks by using such inside information through her securities trading accounts. 19/02/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
using such inside information through her securities trading accounts. 19/02/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
nor given an SEC approval, to oversee company policies including the monitoring of day-to-day operations and had failed to observe the company’s charter of the board of directors in relation to
. Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share
trading account into her mother?s account for her own benefits. Such share transfer was prearranged, starting from Auracha?s opening a trading account for her mother without declaring their relationship to
therefore he is required to make margin deposit with a derivatives agent to secure his/her performance under the options similar to the case of futures trading. With an unfavourable movement in the market