Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By
Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the
the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
Data report_year report_month lic_type_main_name_th lic_type_main_name_en quantity trade_value last_updated 2022 7 นายหน้า (Crypto) Digital Asset Broker (Crypto) 32718563064 5779276809 2023-09-09
6. Notification of the Office of the Securities and Exchange Commission SorThor. 7/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 7. Notification of the
Intermediary 03/06/2014 01/07/2014 7. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of
representative มอบหมายหน้าท่ีควบคมุวงเงิน ให้แก่ผู้รับผิดชอบในการควบคุมวงเงิน local intermediary แจ้งจ านวนเงินจาก การซื้อ/ขายหน่วยใหแ้ก่ผู้รับผิดชอบ ในการควบคุมวงเงนิ ผู้ลงทุนซื้อ/ขาย ผู้ลงทุนซื้อ/ขาย หน่วยลงทุน
Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
Commission Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33