liable for APEX’s failure to prepare and submit the financial report for the first half of the fiscal year of 2024 together with an interim management discussion and analysis to the Stock Exchange of
report for the first half of the fiscal year 2019 and (Interim Management Discussion and Analysis to the SEC within the specified period. The public prosecutor issued a prosecution order against the
report for the first half of the fiscal year 2020 and (Interim Management Discussion and Analysis to the SEC within the specified period The public prosecutor issued a prosecution order against the accused
the Securities and Exchange Act. In addition, He failed to order or act his duty resulting in Solaris Asset Management Co., Ltd. violation of section 117 of the Securities and Exchange Act. Solaris
Company Limited. The 180-day period of asset attachment, starting from the date specified in the order, will expire on 1 January 2024.*The wrongdoings subject to the SEC’s criminal complaint in this case
) shareholders? meeting pursuant to the SEC's order, and (3) establishment of the Capital Market Development Fund (CMDF). The draft amendments under public consultation can be summarized as follows: (1
in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management
may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control activities in order to prevent or minimise
of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business By virtue of Clause 2 (1) and Clause 19 of the
Reset PLUK PHAK PRAW RAK MAE PUBLIC COMPANY LIMITED : OKJ The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found