operation as executive, including a person who holds the position with the same authority as such person of the company. “registration statement” means a registration statement for an offer for sale of
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference Form 69-REIT REIT Registration Statement
disclosure CRAs should make disclosure and transparency an objective of their ratings activities; and Confidential information CRAs should maintain in confidence all non-public information communicated to them
initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form
provided in the application; (2) The licensee shall maintain the qualifications and arrangements set out under Clause 3 at all time during which it undertakes gold derivatives brokerage business; (3) The
the qualifications provided in the application; (2) The licensee shall maintain the qualifications and arrangements set out under Clause 3 at all time during which it undertakes gold derivatives
it has failed to maintain such amount. Chapter 2 Registration with the Institute of Appraisal Profession Clause 17 It shall be deemed that an appraisal company and natural person, who have been
”, “registration statement”, “bill”, “short-term bill”, “high net worth investor”, “institutional investor”, “short-term bond” and “structured note” shall have the same definition given to them under the
” means the Thai Bond Market Association licensed by and registered with the SEC Office; The terms, “credit rating”, “registration statement”, “listed company”, “parent company” “subsidiary”, “associate