without license or registration, unless the penalty under the final court decision has been released for at least 10 years;                   (12) Directors, executives and major shareholders of the

Pursuant to the SEC’s rules, all Thailand ESG Funds are required to invest in companies operating sustainably and receiving SET ESG Ratings as eligible assets* at an average proportion of at least 80

exchange of information on violations of relevant laws and regulations.? At least two Thai residents serve on board of directors, of which at least one director is independent director and audit committee

sent to shareholders at least 14 days prior to the meeting date and disclosed through the SETLink. In this regard, the notice of the shareholders’ meeting delivered to shareholders must contain the

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the

} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client

undertaking of foreign collective investment scheme at least in the following matters: (1) person responsible for undertaking of foreign collective investment scheme shall submit to securities company

termination of the offering for sale of units of a collective investment scheme in the home jurisdiction, at least one month’s notice shall be provided in advance before the effective date of the merger or the

waivers and an approval to prevent events of default under the terms and conditions, as follows:  (1) Granting a waiver for the company’s inability to close the bondholders' register at least 14 days

Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering