Fund Management Company” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person
Building to Connected Person 03/10/2022 18:15 Disposal of Investment in associated company to Connected Person Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
make false entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the
entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the NMG's
of juristic person of PCL, Mr. Manish Gupta, Chief Financial Officer of PCL and PAPL and Mr. Amit Prakash, Managing Director of PTL, and director and representative of juristic person of PAPL in
customer who is listed as a designated person or who has or had conducted transactions with such a person. Failure to do so may result in criminal penalty. In addition, a director, a manager, or a person
follows: (1) in cases where a securities company appoints a new person as director or manager, or in other cases than (2), the securities company shall submit to the SEC Office the following documents which
An unknown person From July 21 and August 20, 2007, Another unknown person person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts colluded or agreed with Mr