requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non
requirements. In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)'s electronic system while the original may be filed with the SEC later. (3) Investor contacts
requirements. In addition, listed companies may submit the reports through the Stock Exchange of Thailand (SET)?s electronic system while the original may be filed with the SEC later. (3) Investor contacts
requirements under the terms and conditions. The company will therefore reconvene the meeting electronically on 3 October 2025 at 14.00 hours. The matters for consideration are as follows: (1) Approving the
following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of correction, systematically. Chapter 2 Establishment of Policies
the following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of correction, systematically. Chapter 2 Establishment of
Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets
) | - |- Securities Underwriting (Section 116) | - |- Underwriter of capital market product denominated in foreign currency | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control
Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105, 106) |- Reporting Requirements (Section 109) |- Disclosure | - |- Advertising