ตามกฎหมายหรือกฎเกณฑ์ของประเทศนั้น ๆ หรือ (ข) เป็นผู้สอบบัญชีท้องถิ่นซึ่งสังกดัส านักงานสอบบัญชีที่เป็นเครือข่ายเดียวกับส านักงานสอบบัญชีของผู้สอบบัญชีของ ผู้ออกตราสารทุน (“เปน็ full member network firm
following steps and periods of time: (a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall inform the applicant of any
respect to Derivatives __________________ Clause 37 To ensure that steps or procedures concerning computer systems relating to derivatives clearing and settlement services are effective, each derivatives
account of necessary and reasonable cause, in accordance with steps and procedurse specified in the public handbook; (4) submit a notice of result of such implementation to the SEC Office within two
accordance with steps and procedurse specified in the public handbook; (4) submit a notice of result of such implementation to the SEC Office within two business days from the day it regains the maintenance of
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transactions due to differences in securities clearing houses; (2) practical steps and procedures for dealing with the case of default in securities clearing or settlement which is enforceable on other
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is an affiliated company ; (3) internal audit only if the outsource operator is an affiliated company or audit firm; (4) compliance function only if the outsource operator is an affiliated company ; (5
) risk management only if the outsource operator is an affiliated company; (3) internal audit only if the outsource operator is an affiliated company or audit firm; (4) compliance function only if the