Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private

defendant fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course**.”In any case, the civil penalty and the compensation

ประกันชีวิตสามารถให้บริการภายใต้การประกอบธุรกิจนายหน้าซื้อขายหลักทรัพย์ประเภทหน่วยลงทุนได้ในรูปแบบบริการ portfolio advisory with execution3 ได้ ทั้งนี้ ปัจจุบันเรื่องดังกล่าวอยู่ระหว่างการเปิด

Guide (FG) ซึ่งให้คำแนะนำได้เฉพาะคำแนะนำทั่วไป และต้องการระดับความรู้เพียงขั้นพื้ฐานที่ง่ายกว่า IP ทั้งนี้ ในกรณีผู้ลงทุนประสงค์จะซื้อหน่วยลงทุนโดยไม่ต้องการคำแนะนำ (execution only) ก็สามารถใช้เจ้าหน้าที่

beneficial to the Company. As consideration for qualification and appropriation of the Company after the execution of such transaction, the Company is still eligible following the qualification of SET. 6 4

mortgage together with the building in the present and/or expectation of the building in the future amount 53 unit 4) Objective For working capital in the operating of company 5) Total Value and Valuation

the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His

of directors or a committee appointed by the board of directors; (5) setting out the following execution in case directors, executives or other personnel are failure to perform pursuant to the

of an entity issuing capital market product and various business risks and [ii] analyzing past and present performance so as to forecast future performance. “ technical analysis ” means an analysis by

execution of the sale of equity to the Purchaser. Relationship The Seller Group are not considered a connected person of the Company under the Notification of the Capital Market Supervisory Board No. ThorChor