they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
investor by way of providing sufficient information for decision making and to reduce risks due to a high number of senior retail investors.Furthermore, the meeting also discussed important issues related
improved from the previous quarter, due to demand for loans from large corporates and SMEs, especially in businesses related to exports and government construction contracts. Demand for loans from the
which loss was increased by THB60.05 million or 55.14% increase due to causes as following: 1. Revenue from rental and services was increased by THB14.31 million from the previous year or 120.25% increase
year. The loss increased by THB128.95 million, or 365.54% increase, due to the following causes: 1. Revenue from rental and services increased by THB1.91 million from the previous year, or 27.22
million, decreased 32.52% when compare to the same period of 2019. Due to decreasing of the loan from financial institutions for working capital. Please be informed accordingly. Sincerely yours, (Mr. Sombat
Building Confidence in the Capital Market No. 63/2015 No extension for submission of TIES’ 2014 and Q1/2015 financial statements Bangkok, May 22, 2015 – The SEC did not grant Thai Industrial
BOT’s Senior Loan Officer Survey indicated that in the second quarter of 2020, credit demand from business sectors improved from the previous quarter, due mainly to loan demand for working capital and