debt securities or the units; (3) brokerage, dealing or underwriting of units which: (a) has investment in or possess securities for the investment of the company; (b) trade units listed on SET for
loans and debt securities was set aside on conservative premise to strengthen the loan loss reserves, in light of the imminent adoption of the new accounting regime which would entail lower credit cost
the category of derivatives brokerage which is securities company in the category of securities brokerage or securities dealing not limited to debt securities or investment units;” (3) “derivatives
1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for
allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for
with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors
market by issuing shares or debt securities that suit the business sector. SEC now allows fund mobilization through crowdfunding, which makes use of digital technology to make the fund mobilization
Securities and Exchange Commission (SEC) is in the process of stipulating regulations in support of Thailand ESG Fund. SEC Secretary-General Pornanong Budsaratragoon stated: “On 20 November 2023, the
income 11,789 11,651 11,063 1.2% 6.6% 45,843 41,860 9.5% Operating expenses 13,089 11,938 12,968 9.6% 0.9% 48,948 50,505 (3.1)% Impairment loss of loans and debt securities 4,617 6,259 3,596 (26.2)% 28.4
-interest income 10,651 11,321 11,789 (5.9)% (9.7)% 50,025 45,843 9.1% Operating expenses 16,344 12,878 13,089 26.9% 24.9% 55,165 48,948 12.7% Impairment loss of loans and debt securities 2,765 5,346 4,617