consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course

of Understanding (MoU) on Cross-border Publication of Research Reports. Other ACMF members are expected to participate in due course. This MoU complements the cross-border movement of investment

shall be subject to the punishments under Section 300 of the SEA. In this regard, the SEC shall consider further legal action in due course. _____________________  Related press releases: 1. SEC News

. In case any person fails to give a consent to the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit in the Civil Court in due course. Apart from the civil

there has been consultation on the required legislation and it is expected to be put before National Assembly by June 2018. In New Zealand, the Passport Rules are in the course of being incorporated into

, the SEC shall file a criminal complaint against him or her with the DSI in due course.  ------------------------------- For more information on the other four offenders in the UMI case, please read

normal course of gold future brokerage with benefits from trading fees by soliciting the public to invest in gold futures, providing investment information and calculation methods for returns, and

market to become even more attractive to global investors is, of course, among the SEC?s priority. One way to support the said development is to ensure that our capital market can also serve as a fund

announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed

will be announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already