TRANSLATED VERSION codified up to No.3 as of July 10, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
existence, and that the material facts which should be disclosed have not been concealed. The language used for the initial submission of information or documentation to the SEC Office under this Notification
facts, or conceals or has concealed material facts, which should have been stated in any document which shall be disclosed to the public, or submitted to the Office, the Capital Market Supervisory Board
, and all facts that should be disclosed are not concealed. The language initially used in the information or document that is submitted to the SEC Office according to this Notification shall be continued
overstated, distortion, or concealed or substantive misleading information; (2) the advertisement shall not urge the client to make a decision to use its services or invest in capital market products ; (3) the
order to stimulate or reward the client to immediately [i] use offered services or [ii] invest in capital market products presented by the intermediary. “institutional investor”6 means an institutional
compliance with the financial reporting standards obliged to use in preparation for such financial statement; (b) the auditor is limited its scope of the auditing or reviewing, as the case may be, by any acts