accurate, complete, and up-to-date documentation by DA operators, including the safekeeping of client assets and the transactions of investment management. The proposed amendments would provide the SEC
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion Scheme, is not completed within the 15-month period following the utilization of the 1st Loan Portion, the
not completed within the 15-month period following the utilization of the 1st Loan Portion, the Company shall make a full repayment of the utilized amount within the last day of the 15-month period
subsidiaries, where subsidiaries whose absolute net assets, net liabilities or profit or loss before tax accounts for 10% or more of those of the group for any of the two most recent completed financial years or
promotion; (3) provide investors with information that is complete, accurate, factual and not misleading; (4) act or refrain from acting in any way within a specified period in order for investors to make or
a bidding process. The Company shall complete such disposal within a period of no more than six months after it is granted the relevant approval by the shareholders meeting. The Company shall invite
Group Seller. S Hotels and Resorts (SC) Co. Ltd. will receive the total deposit back if the purchase of the equity under the terms and conditions of the Equity Purchase Agreement is complete. The return