Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with
combined GDP in excess of USD2.4 trillion.? he added. Mr. Lee Boon Ngiap, Assistant Managing Director (Capital Markets), MAS, said ?Retail investors in ASEAN will benefit from an increase in the choice of
, Singapore, Thailand and Vietnam.? The ASEAN Economic Community (AEC) was established in 2015 and is a major milestone in the regional economic integration agenda in ASEAN which has a combined population of
; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to specify under Clause 18 (1) of
the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
aforesaid person jointly operated derivatives business as derivatives fund manager without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003) Section 16 and subject to