duties. And set the screening point to detect the temperature for customers in accordance with the COVID-19 surveillance sanitation policy, providing alcohol gel and Install clear plastic screen at the
development of products to meet with customers’ expectations. However, under the current situation, and without a clear signal from the Government with regards to the easing of the restriction period, the
the potential impact to each class of unitholder; (4) if a class of unit may be redeemable, the trust instrument shall contain a clear condition on the terms and period of the redemption, and, the
Notification to an offer for sale of securities under Part 2 or Chapter 2 of Part 3: (1) there is a clear fact to consider that such rules or conditions to be waived are immaterial to the consideration of
to trading, the Client should obtain from his/her derivatives agent clear explanation of all fees and other charges for which it will be liable relating to trading, settlement or exercise of options
appropriately responsible for the accommodations and travelling expenses truly incurred from such visit, and the SEC Office may set a clear criterion for this matter. Clause 4 The information or documentation
already been approved: 8 (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are insignificant to the case and the costs outweigh the benefits derived from
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
SEC Office’s Project to Resolve Disputes by Arbitration; (3) having business plan and operating system prepared for establishing the branch office. In this regard, such system shall compose of efficient