the client within the seventh day of the following month, except there is no transaction which affects the movement or change of the assets under custody of the securities company. In case the client
newly issued ordinary shares shall be during July 2-6, 2018 at 9.00 a.m.–3.30 p.m. Details of the allotment are as follows: 5.1.1 In case there are unsubscribed newly issued ordinary shares remaining from
case may be, of a mutual fund; “trading day” means any of the days on which selling or redemption of investment units may take place, as specified by a mutual fund management company in a scheme; and
ethics and professional standards of conduct. In the case where the performance of duty involves non-public information, operational rules for the prevention of the disclosure of confidential information
must perform their duties in accordance with the law and relevant rules and regulations including code of ethics and professional standards of conduct. In the case where the performance of duty involves
second paragraph of Section 25 and the notification of the Capital Market Supervisory Board concerning prohibited characteristics of major shareholders of derivatives business operator, and in the case
operator, and in the case where such major shareholder is a legal entity, its director, manager and partner do not have any of such prohibited characteristics; 6) Being able to show its sound and effective
) assets contributed by the parent company to the securities clearing house in the form of a written and legally enforceable commitment (explicit guarantee). 2 In case of financial resources for liquidity