(investor centric advice & investment solutions) เพื่อรองรับเป้าหมายทางการเงินระยะยาว (long-term financial well-being) (1) ประกาศคณะกรรมการก ากบัหลกัทรัพยแ์ละตลาดหลกัทรัพยท่ี์ กน. 13/2561 เร่ือง การก าหนดการ
securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
amendments under the SEC’s supervision are part of this governance enhancement. The issuance of an emergency decree, as approved by the Cabinet, will expedite implementation and strengthen confidence in the
respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and
Charoenmairungrueang, Sustainability Associate Director, a representative from CP Axtra Public Company Limited, shared their experiences regarding HRDD policies and implementation in business. The event took place on 15
for at least two years; (4) To adjust the applicable scope of investment advisory business operators to ensure their implementation of sufficient controls over the management of IT-related risks
regarding HRDD policies and implementation in business. The event took place on 4 September 2024, in Bangkok.This workshop series consists of three sessions, categorized by industry sectors. This session
of the implementation of DLT to support the Thai Capital Market Digital Infrastructure initiative . The initiative, spearheaded by the SEC, was officially launched on 3rd September 2019 to increase