) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to

the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the

an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business

Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the

Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm

of Thailand (SEC). I, the leader and authorized director of ……………………………………….……... (name of the audit firm), hereby certify and consent as follows; 1. I certify that the audit firm has audit quality

Bangkok, 6 September 2016 ? The SEC has filed complaints against Marnfah Group Co., Ltd. and Lederer (Thailand) Co., Ltd. and their respective authorized directors with the Economic Crime Suppression

Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions

Mrs. Somruedee Thaiphanit Mrs. Somruedee Thaiphanit, the authorized director who is responsible for the operation of WAS BUSINESS COMPANY LIMITED ("WAS") shall be liable for WAS’s failure

Miss Lakhana Sawaengha Miss Lakhana Sawaengha, former director of Asset Million Co., Ltd. (“AMC”), aided and abetted Mr. Suriya Lapvisuthisin, as an instigator, and three other authorized directors