aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create
related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is
would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as
offering and undertaking of digital asset businesses with the authority to issue relevant rules, conditions and procedures.?? The public consultation covers the key principles for laying out appropriate
roles. The project is in line with the international agenda for women empowerment and expectations of investors, trading partners, and stakeholders, who have increasingly placed the emphasis on the issue
has ended to maintain the benefit of continuous saving.?The post-retirement issue is getting more complicated as the society is moving toward longer lifespan and higher living costs especially medical
take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii
attractive investment destination from all over the world. As Thai capital market regulator, the SEC has always put this issue amongst its priorities and given full support.?Thailand Investment Conference on
} also admitted that in 2008 she falsely informed her client that she had subscribed new shares issued to existing shareholders (rights issue) despite the client no longer had such shares in his account