regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand

leading financial institution which can rapidly and efficiently cope with potential economic volatility. All of these efforts allowed KBank and K Companies to meet business targets while we also gained wide

เป็นต้น) (2) ผู้ลงทุน high net worth ซึ่งต้องมีฐานะทางการเงินและประสบการณ์ การลงทุนเป็นไปตามเกณฑ์ที่ก าหนด และ (3) บุคคลธรรมดาหรือนิติบุคคลที่มีเงินลงทุนขั้นต่ าในคร้ังแรก (initial minimum subscription) ไม่

foreign non-listed company. The auditor needs additional time for reviewing the reasonability of the information and the rectified interim financial statements. The SEC has therefore allowed NRF to submit

) Giving the unqualified auditors** a one-year period to rectify the minimum-partners qualifications and during the rectification period the auditors are allowed to provide only audit services that have

payments by scanning (e.g., via smartphone applications) at various merchants across Thailand, including both large-sized retailers and small vendors. Importantly, DA are not allowed to be used directly as a

property fund (Type1) which currently is not allowed to make an investment, if invest only in leasehold properties, asset management companies must disclose an estimated IRR in the annual report and the

with the added types of license prescribed in the draft Ministerial Regulation. In this regard, financial institutions established under specific laws would be allowed to apply for Type E Securities

allowed to give advice to investors regarding capital market products with non-complex features.  

management and securities business financing. Additionally, to promote fair competition or level playing field among business operators in the capital market, derivatives intermediaries would also be allowed