waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the
requirement for financial advisor participation in the preparation of the registration statement; 3) Fees: to exempt the filing fee of the registration statement and require only the application fee of
Mr Sitthiphat Sinfaphanit Mr. Sitthipat, in his capacity as the person responsible for supervising the operations of Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for
newly issued preferred share was a price within the fair value range, i.e. Baht 0.0300 - 0.0347 per share, as appraised by I V Global Securities Public Company Limited, a financial advisor whose name
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
; (3) person holding a position equivalent to the positions under sub clause (2) called by other names; (4) advisor of securities company under Section 103 of the Securities and Exchange Act B.E. 2535
clause (2) called by other names; (4) advisor of securities company under Section 103 of the Securities and Exchange Act B.E. 2535 (1992). Clause 6 Personnel in the capital market business performing
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute