customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and call for collateral

follows: (1) inform the customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and

, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he

Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC

Securities and Exchange Act of 1992. The penalties include imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC

exceeding three years or a fine not exceeding three hundred thousand baht or both and a further fine not exceeding ten thousand baht for every day during which the violation continues.  The SEC therefore

enter search criteria Search Company FM: FOOD MOMENTS PUBLIC COMPANY LIMITED FMT: FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED TFM: THAI UNION FEEDMILL PUBLIC COMPANY LIMITED TFMAMA: THAI PRESIDENT

FSX FINANSIA X PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1 56-2 Ranking FMT FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED Filing FinancialStatement 56-1 56-2 Ranking FTE FIRETRADE ENGINEERING

), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings

Bangkok, February 17, 2011 ? The Settlement Committee imposed a total fine of 1,185,785.60 baht on Chutchapong Munchupa, former executive of Solution Corner (1998) Plc. (SLC) for using undisclosed